Registered Rep.’s Broker Report Cards

Jan 8, 2008 2:21 PM


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Registered Rep.’s 2006 Broker Report Cards: Taking Care of No. 1
Don't take this the wrong way, but brokers — wirehouse reps in particular — tend to be a worried lot, regularly complaining about their firms even in the best of times. Indeed, they seem to be more prone to conspiracy theories than the general public. (Of course, we don't have any scientific proof, but anecdotal evidence suggests this; if you don't believe us, just visit the broker forums on our Web site.

Registered Rep.’s 2005 Broker Report Cards: The Year of the Turnaround
According to Chinese astrology, 2005 is the Year of the Wood Rooster—a year marked by prosperity, both spiritually and materially. Under this zodiac animal system, much of the world's population should have experienced a surge of optimism and adventurousness—in addition to prudent money management (seriously)—brought forth by the rooster, considered an honest, intelligent and brave bird.

A Case of Too Thin: Registered Rep.’s Annual Broker Report Card
As effective as cost-cutting can be, there comes a point in every business diet when there is no more fat to cut. Such is the case now in the brokerage industry.

Spare Us the Cutter: Registered Rep.’s Annual Broker Report Card
If you don't look too closely, you might think the securities industry is in a golden age. After all, the thing that matters most — profits — is up. Way up.


Current Issue

Registered Rep Cover

Humbled But (Somehow) Triumphant

By Kristen French With reporting from John Churchill and Halah Touryalai
October 1, 2008

Rescued by Bank of America from its near-death experience, Merrill Lynch is still managing to set the industry standard.



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