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Broker Compensation Survey

Compensation 2010. Crisis? What Crisis? 

By David A. Geracioti

Though 2009 comp was way off from 2008, on average, financial advisors' compensation has, for the most part, returned to pre-crash levels. Expectations are high for a resumption of growth for 2010....

Making Ends Meet 

By Christina Mucciolo

Financial advisors’ wallets have been ravaged by the current market and economy. Some of them are taking desperate measures. But most will survive and come out stronger....

They Work Hard For The Money 

By Christina Mucciolo

When Jeffery Camarda Left His Job as an insurance-based advisor at John Hancock in 1988 to launch Camarda Financial Advisory Inc., a fee-only RIA, his...

The Ownership Society 

By Halah Touryalai

Sure running your own RIA or independent company has its drawbacks. But you can make more money...

The Kids Are Not Alright 

By Kevin Burke

the classic branch office manager — part alpha dog, part teacher, part corporate middle manager — has all but disappeared in recent years....

Broker Report Cards

The Big Shrink: Independent Broker Dealer Report Card 2012 

By Diana Britton

In our second IBD Report Card, we examine the grades advisors gave their firms, and offer a look at one major trend that will shape the indie landscape in the next few years: consolidation....

Broker Report Card 2011: It's Getting Better All the Time 

By Kristen French

Distance from the crisis and improved asset flows gave a little kick to advisor satisfaction this year, according to Registered Rep's Broker Report Card. But the ratings are mixed. ...

Registered Rep.'s 2010 Broker Report Card: The Big Comeback 

By Jerry Gleeson

The major full-service brokerage houses are in various stages of recovery, whether from the financial crisis or merger integration. How are they doing? Check out our 20th Annual Broker Report Cards....

Registered Rep.'s 2009 Broker Report Cards: Then There Were 5 

By Christina Mucciolo

Thinking about changing firms? Before you do, get the real deal. Read the results of our 19th annual FA satisfaction survey to find out what FA employees really think about their firms. ...

Registered Rep.'s 2008 Broker Report Cards: Dear Management, Thanks For Nothing. 

By Christina Mucciolo

In our 18th annual Broker Report Card survey, wirehouse FAs say they are fed up with management ruining their excellent franchises and platforms. Will the great advisor diaspora begin?...

Sales Assistant Survey

Sales Assistant Survey 2011: Belt Tightening 

Registered Rep.'s annual survey of financial advisory support staff shows they're doing more with less....

Registered Rep. Is in Search of Outstanding Sales Assistants  

By Jerry Gleeson

Registered Rep. is preparing its annual survey of sales assistants, and we’re seeking a few highly regarded sales associates who would be willing to be profiled in our October issue. ...

TOUGH TIMES, TOUGHER PAY 

Given market conditions in 2008 and early 2009, the majority of sales assistants either expect their pay and bonus to stay put or to drop this year; some...

THE PICTURE OF A SALES ASSISTANT 

Registered Rep.'s October 2009 Sales Assistant Survey data in charts and tables...

Compliance Monkey 

By Christina Mucciolo

Okay, maybe that is unkind. How about compliance helpers or specialists?...

Top Financial Advisors

Top 50 Independent Broker/Dealer Women Advisors in 2011 

In February, we published our first annual list of the Top 50 Independent Broker/Dealer Women Advisors. We have since corrected the list to include some women who were mistakenly excluded from the original list. ...

Top 63 Independent Broker/Dealer Women Advisors in 2011 

By Diana Britton

Women are controlling a greater share of the world's wealth. The FA industry is taking notice. ...

Top 50 Women RIAs in America 2011 

It's a man's industry. But not as much as it used to be. ...

Top Women Advisors

Top 63 Independent Broker/Dealer Women Advisors in 2011 

Jan 26, 2012 2:49 PM, By Diana Britton

Women are controlling a greater share of the world's wealth. The FA industry is taking notice. ...

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Registered Rep. is the most trusted digital and print source for the retail investment professional, serving brokers, financial advisors, RIA’s, IBD’s, insurance, financial planners, and financial product companies with award-winning insight coverage of the brokerage, wealth management, fund and financial product industry as well as breaking news, data, rankings, and profiles.

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In This Issue: May 2012

Cover Story

Advisors With HEART

Registered Rep.'s 32nd annual Altruism Awards.


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