http://registeredrep.com/images/subscribe_thumbnail.jpg

For the 32st consecutive year, Registered Rep. will honor 10 of the industry’s top professionals with the "Advisors with Heart" awards in the May 2012 issue.

The Qualifications:
Anyone can nominate a friend or colleague who meets the following criteria:
  • A minimum of three years in the industry as a producing retail registered representative or investment advisor rep.
  • Good compliance standing. (Nominees’ compliance records will be checked—we must have a nominee’s full name and, for registered reps, his or her CRD number.)
  • Not a previous award recipient.
  • Ranked in the top 25th percentile of his or her firm’s retail producers.
The Criteria:
Registered Rep. will select the award winners based on:
  • Superior performance in money management, client service and business building; but, just as important: involvement in philanthropic activities.
  • Acknowledged peer recognition and respect.
The Process:
  • Simply complete the nominee entry form at right and hit submit
  • Please write no more than 450 words detailing why the candidate deserves to win an award (i.e., community and philanthropic activities, notable achievements)

Deadline For Entries: March 21, 2012


Have a look at last year's winners!

They include an advisor who traveled to Haiti to help with earthquake relief, an advisor who more than doubled the number of recruits for a bicycle fundraiser for AIDS, and an advisor who  helped build a baseball park for disabled children.


Market Data

Market quotes are real time except where noted

Financial Services Company Watch List

Market index values delayed 15 min

Most Popular Stories

Client Prospecting Snapshot  

Zip Code
Net Worth Low
Net Worth High
*enter values without commas or "$" sign
(ex 1000)

Search results are a snapshot and is a limited use version of Prospect Generator© powered by WealthEngine.

Registered Rep. E-newsletters


About Us

Registered Rep. is the most trusted digital and print source for the retail investment professional, serving brokers, financial advisors, RIA’s, IBD’s, insurance, financial planners, and financial product companies with award-winning insight coverage of the brokerage, wealth management, fund and financial product industry as well as breaking news, data, rankings, and profiles.

Most Recent Blog Posts

Follow Us

Back to Top

In This Issue: May 2012

Cover Story

Advisors With HEART

Registered Rep.'s 32nd annual Altruism Awards.


View the full issue

Back Issues

Registered Rep. eNewsletters