Brokerage Firm Employee InformationSep 27, 2001,RR Staff Disaster Relief... Companies Donate $1 Million to Aid Victims of September 11 AttacksSep 27, 2001,NASD Washington, D.C.--The NASD announced today that its family of companies, including The American Stock Exchange, is making a $1 million donation to The... SSB Back at Greenwich HQ; MS Spreads OutSep 27, 2001,Dan Jamieson, Editor in Chief All of Smith Barney’s employees at its headquarters building at 388 Greenwich Street in the Tribeca section of Manhattan--a bit uptown from the Wall Street... News from the American Red CrossSep 26, 2001,RR Staff Two Key Merrill Execs Are OutSep 26, 2001,Dan Jamieson Merrill Lynch announced today that two key Merrill Lynch executives will be replaced. Jeffrey Peek is no longer head of the firm’s asset management unit,... Merrill Cancels Broker Incentive TripsSep 26, 2001,Mike Hayes Merrill Lynch has canceled all broker incentive trips through the end of October. A spokesperson says brokers and executives have told the firm they are... FPA Names New PresidentSep 24, 2001
The Financial Planning Association (FPA) announced that it has named David Yeske, CFP, as its president-elect for 2002. Yeske will serve as president... Schwab Adviser Conference Still a GoSep 24, 2001
Schwab Institutional, a division of Charles Schwab & Co., announced today it would still hold IMPACT 2001, a conference for independent investment advisers.... Merrill Names Gorman Head of RetailSep 21, 2001
Merrill Lynch announced today that James P. Gorman has been appointed president of the U.S. Private Client Group (USPC), the firm’s retail division. Gorman,... Terrorist Trading is Speculation, SEC Enforcement Head SaysSep 20, 2001
Acting SEC Director of Enforcement Stephen Cutler said today that speculation terrorists profited from their Sept. 11 attacks is just that--speculation.... Reps Hear Outpouring of SupportSep 17, 2001
Brokers this morning are finding clients more concerned about the reps’ well-being than their money or the market. At today’s opening, a Merrill Lynch... SIA Closes NY OfficeSep 17, 2001
The Securities Industry Association had to evacuate its offices at 120 Broadway in lower Manhattan this morning. The organization announced it has closed... At the Opening: Firms Warn About Volatility, Illiquidity, DelaysSep 16, 2001
Brokerage firms are warning customers about potential volatility and illiquidity when the market opens on Monday. The industry is also concerned that... SSB Employee Info; Greenwich St. SSB Office ClosedSep 16, 2001
The following information comes from today’s CNBC broadcast: Salomon Smith Barney’s Greenwich St. office will be closed. Employees at that location should... Press Reports: 10 to 15 Morgan Stanley Employees Lost. Merrill Says Three Unaccounted ForSep 14, 2001
Bloomberg is quoting Morgan Stanley CEO Phil Purcell as saying that fewer than 15 of its 3,700 employees in the World Trade Center are still missing.... Disaster Assistance: Brokerage Firm Employee InformationSep 14, 2001
* Salomon Smith Barney’s Greenwhich St. office will be closed. Employees at that location should call 877-404-2114. (The number was initially misreported... CNBC To Air Financial Services Community Special on SundaySep 14, 2001
CNBC will provide four hours of special programming from 4:00 p.m. to 8:00 p.m. EST on Sunday, Sept. 16, for the financial services community to communicate... Most OK, But “We’ve Lost Friends and Colleagues,” Purcell SaysSep 13, 2001
Morgan Stanley Chairman Philip Purcell made this statement today in regards to Tuesday’s terrorist attack at the World Trade Center: “The shocking events... Employee Deaths Under 40, Morgan Stanley SaysSep 13, 2001
Morgan Stanley issued a statement this afternoon saying the number of employees who may have lost their lives in the World Trade Center terrorist attack... Merrill Lynch Announces “Virtually All” Employees Safely Evacuated from WTCSep 13, 2001
Merrill Lynch posted the following statement on its Web site, www.ml.com Wednesday: “Our most important priority continues to be the human toll from the... Purcell Says “Vast Majority” of MS Employees SafeSep 12, 2001
The following is a statement released today by Morgan Stanley CEO Phil Purcell. (The comments were part of a worldwide broadcast to employees.) Good Morning,... Salomon Smith Barney, Merrill Lynch Say Employees Successfully EvacuatedSep 12, 2001
Salomon Smith Barney and Merrill Lynch evacuated all of their employees from the World Trade Center following Tuesday’s terrorist attack, the firms reported... SEC's Pitt Makes Statement Following Terrorist AttackSep 11, 2001
SEC Chairman Harvey L. Pitt issued the following statement following today's terrorist attack in New York: “The Commission has been, and is, in constant... Morgan Stanley Reportedly was Trade Center’s Largest Tenant. Firm Establishes Emergency Contact Number.Sep 11, 2001
According to press reports, Morgan Stanley was the largest tenant in New York’s World Trade Center, which was hit by two airplanes in a terrorist attack,... Morgan Stanley is Functioning, Purcell says. Firm Denies Dow Jones ReportSep 11, 2001
Dow Jones Newswires is now reporting that Morgan Stanley denies that it sent a memo to employees stating that Trade Center personnel had survived this... |
Current Issue Promises Will Be BrokenBy Addison Wiggin Are you factoring future Social Security payments into your clients’ financial plans? Bad idea. advertisement
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