Test 1Nov 30, 2001
test test test, test test... TestingNov 30, 2001,CW jfjfj' fasdfasd f... UBS PW Brokers ‘Furious’ Over New PolicyNov 29, 2001,By Rick Weinberg UBS PaineWebber brokers are "outraged" over a new policy that states they will be charged $12 for every stock and option ticket order they write beginning... A.G. Edwards 2001 Broker CommentsNov 27, 2001
A.G. Edwards A (Hiring/recruiting) “Consistently at a reasonable rate, so it’s not too many coming at one time.” (Benefits) “If I had to break it down,... Merrill Lynch 2001 Complete Broker Comments1Nov 26, 2001
A (Technology) “Lagging behind other firms on the street.” B (Hiring/recruiting) “We’re in a hiring freeze right now so nothing’s happening in that area.”... Morgan Stanley 2001 Complete Broker CommentsNov 26, 2001
A (Hiring/recruiting) “It’s about average for the street. I don’t really get into that.” (Training) “There’s quite a bit of room for improvement.” (Overall)... PaineWebber 2001 Complete Broker CommentsNov 26, 2001
A (Sales Assistants) “Both quality and quantity are lacking at this firm. Training: They don’t offer enough for the sales support people or the brokers.... Prudential 2001 Complete Broker CommentsNov 26, 2001
A (Overall) “Our overall image needs improvement, we need more upscale advertising and better promotion. The firm really doesn’t emphasize its products... Smith Barney 2001 Complete Broker CommentsNov 26, 2001
A “I have no complaints.” B (Research): “I don’t think any firm’s research is good. All firms are too tied to companies. Small firms, regional firms,... Morgan Stanley 2001 Complete Broker Comments1Nov 26, 2001
A (Hiring/recruiting) “It’s about average for the street. I don’t really get into that.” (Training) “There’s quite a bit of room for improvement.” (Overall)... A.G. Edwards 2001 Complete Broker CommentsNov 26, 2001
A.G. Edwards A (Hiring/recruiting) “Consistently at a reasonable rate, so it’s not too many coming at one time.” (Benefits) “If I had to break it down,... Edward Jones 2001 Complete Broker CommentsNov 26, 2001
A (Hiring/recruiting) “We’re very discerning. We get good people and put them through a number of steps before putting them into production.” (Payout)... First Union 2001 Complete Broker CommentsNov 26, 2001
A (Sales support) “Not always easy to get questions answered.” (Quality support) “We don’t get our own sales assistants. We actually share one from a... Merrill Lynch 2001 Complete Broker CommentsNov 26, 2001
A (Technology) “Lagging behind other firms on the street.” B (Hiring/recruiting) “We’re in a hiring freeze right now so nothing’s happening in that area.”... New SEC Chief Has No Qualms About Sign-on BonusesNov 12, 2001,Michael Hayes Unlike former SEC Chairman Arthur Levitt, new SEC chief Harvey Pitt isn’t opposed to sign-on bonuses for retail brokers. In a press conference at the... Report From SIA’s Boca BashNov 8, 2001,Michael Hayes, Senior Editor The Securities Industry Association’s annual bash is going on as planned, although the agenda was altered after Sept. 11. To no one’s surprise, the mood... UntitledNov 6, 2001
Red Book Online places a wealth of information at your fingertips. With a few clicks of your mouse you can connect with a wide range of career resources... Merrill’s New Compensation Plan Rewards Fee-Based BrokersNov 2, 2001,By Michael Hayes, Senior Editor Merrill Lynch distributed its new compensation package to its retail sales force Oct. 29. Brokers serving $100,000-plus households and converting clients... Dain Rauscher Renamed RBC Dain RauscherNov 1, 2001,By Rick Weinberg, Online Editor Dain Rauscher has been renamed RBC Dain Rauscher, effective today, according to the firm. Royal Bank of Canada (RBC) completed its acquisition of Tucker... Merrill Fires Rep Over Credit Suisse Letter, Bloomberg ReportsOct 30, 2001
Bloomberg reports that Merrill Lynch has fired a broker over a letter the rep sent to clients advising them to yank funds managed by Credit Suisse Asset... Ford Aligns With TD WaterhouseOct 29, 2001,By Michael Hayes, Senior Editor Online brokerage firm TD Waterhouse has formed an alliance with Ford Motor Company to offer online financial services to Ford’s 146,000 employees in the... Merrill on Managed Accounts: Still Growing, Redemptions LowOct 23, 2001,Michael Hayes, Senior Editor Merrill Lynch reported this morning that its individually managed account business survived the events of Sept. 11 well, without lots of clients bailing... Merrill’s O’Neal Clarifies Cost ReductionsOct 18, 2001,Michael Hayes One day after The Wall Street Journal reported that Merrill Lynch was looking to slash its spending in its retail unit by $300 million to $400 million... Ibbotson Offers Free Slide Showing Past CatastrophesOct 11, 2001,Dan Jamieson, Editor in Chief Ibbotson has sent out to financial advisers an e-mail containing a presentation-quality slide showing what the market has done after previous tragic events.... Merrill’s Gorman on Client Ownership, Priorities, Broker PayOct 11, 2001,Michael Hayes Who owns the client ... the brokerage firm or the broker? Merrill Lynch retail chief James Gorman says the numbers answer that question quite clearly.... |
Current Issue Humbled But (Somehow) TriumphantBy Kristen French With reporting from John Churchill and Halah Touryalai Rescued by Bank of America from its near-death experience, Merrill Lynch is still managing to set the industry standard. advertisement
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