SIA Reports Terrorist Attack Cost Industry Over $1 BillionOct 9, 2001,By Rick Weinberg, Online Editor The impact of the terrorist attacks of Sept. 11 on the securities industry looks to be more than $1 billion. An SIA report estimates that the securities... Recommended ReadingOct 4, 2001,Dan Jamieson, Editor in Chief Chicago Sun Times Story Shows Danger in Investing Alone... Merrill Names New International ChiefOct 3, 2001,By Michael Hayes, Senior Editor Another top executive at Merrill Lynch has stepped down. The company announced today that Win Smith Jr. relinquished his title as president of Merrill... Head of Retail Out at Piper JaffrayOct 2, 2001,By Rick Weinberg, Online Editor Ross Rogers has been replaced as head of retail at U.S. Bancorp Piper Jaffray, having been replaced by Paul D. Grangaard, the firm announced today. A... Merrill Lynch Eases the Way for Clients, Employees to Donate to September 11 Relief EffortsOct 2, 2001,Business Wire NEW YORK--(BUSINESS WIRE)--Oct. 2, 2001--Merrill Lynch (NYSE: MER) today announced a new effort to assist employees and clients wishing to contribute... Merrill Advances CommissionsOct 1, 2001,By Mike Hayes, Senior Editor Merrill Lynch advanced all of its retail brokers four days worth of production this month, in an attempt to help brokers through an extraordinarily tough... Brokerage Firm Employee InformationSep 27, 2001,RR Staff Disaster Relief... Companies Donate $1 Million to Aid Victims of September 11 AttacksSep 27, 2001,NASD Washington, D.C.--The NASD announced today that its family of companies, including The American Stock Exchange, is making a $1 million donation to The... SSB Back at Greenwich HQ; MS Spreads OutSep 27, 2001,Dan Jamieson, Editor in Chief All of Smith Barney’s employees at its headquarters building at 388 Greenwich Street in the Tribeca section of Manhattan--a bit uptown from the Wall Street... Two Key Merrill Execs Are OutSep 26, 2001,Dan Jamieson Merrill Lynch announced today that two key Merrill Lynch executives will be replaced. Jeffrey Peek is no longer head of the firm’s asset management unit,... Merrill Cancels Broker Incentive TripsSep 26, 2001,Mike Hayes Merrill Lynch has canceled all broker incentive trips through the end of October. A spokesperson says brokers and executives have told the firm they are... News from the American Red CrossSep 26, 2001,RR Staff Schwab Adviser Conference Still a GoSep 24, 2001
Schwab Institutional, a division of Charles Schwab & Co., announced today it would still hold IMPACT 2001, a conference for independent investment advisers.... FPA Names New PresidentSep 24, 2001
The Financial Planning Association (FPA) announced that it has named David Yeske, CFP, as its president-elect for 2002. Yeske will serve as president... Merrill Names Gorman Head of RetailSep 21, 2001
Merrill Lynch announced today that James P. Gorman has been appointed president of the U.S. Private Client Group (USPC), the firm’s retail division. Gorman,... Terrorist Trading is Speculation, SEC Enforcement Head SaysSep 20, 2001
Acting SEC Director of Enforcement Stephen Cutler said today that speculation terrorists profited from their Sept. 11 attacks is just that--speculation.... Reps Hear Outpouring of SupportSep 17, 2001
Brokers this morning are finding clients more concerned about the reps’ well-being than their money or the market. At today’s opening, a Merrill Lynch... SIA Closes NY OfficeSep 17, 2001
The Securities Industry Association had to evacuate its offices at 120 Broadway in lower Manhattan this morning. The organization announced it has closed... At the Opening: Firms Warn About Volatility, Illiquidity, DelaysSep 16, 2001
Brokerage firms are warning customers about potential volatility and illiquidity when the market opens on Monday. The industry is also concerned that... SSB Employee Info; Greenwich St. SSB Office ClosedSep 16, 2001
The following information comes from today’s CNBC broadcast: Salomon Smith Barney’s Greenwich St. office will be closed. Employees at that location should... Disaster Assistance: Brokerage Firm Employee InformationSep 14, 2001
* Salomon Smith Barney’s Greenwhich St. office will be closed. Employees at that location should call 877-404-2114. (The number was initially misreported... CNBC To Air Financial Services Community Special on SundaySep 14, 2001
CNBC will provide four hours of special programming from 4:00 p.m. to 8:00 p.m. EST on Sunday, Sept. 16, for the financial services community to communicate... Press Reports: 10 to 15 Morgan Stanley Employees Lost. Merrill Says Three Unaccounted ForSep 14, 2001
Bloomberg is quoting Morgan Stanley CEO Phil Purcell as saying that fewer than 15 of its 3,700 employees in the World Trade Center are still missing.... Merrill Lynch Announces “Virtually All” Employees Safely Evacuated from WTCSep 13, 2001
Merrill Lynch posted the following statement on its Web site, www.ml.com Wednesday: “Our most important priority continues to be the human toll from the... Most OK, But “We’ve Lost Friends and Colleagues,” Purcell SaysSep 13, 2001
Morgan Stanley Chairman Philip Purcell made this statement today in regards to Tuesday’s terrorist attack at the World Trade Center: “The shocking events... |
Current Issue Asset-Gathering MachinesBY HALAH TOURYALAI In the first half of 2008, Camden Capital Management, a fee-only RIA in El Segundo, Calif., added $100 million to its growing pot of client assets... advertisement
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