Merrill Reps Support Firm’s Decision to Pay Analysts on AccuracyJun 7, 2002,By Rick Weinberg Merrill Lynch brokers say that the firm’s announcement today that it will pay analysts based on the accuracy of their forecasts is another "positive step forward" in the company’s quest to regain client trust and restore its tarnished image.... Bias Suit Against Morgan Stanley GrowsJun 6, 2002,By Rick Weinberg An attorney for the U.S. Equal Employment Opportunity Commission, which is suing Morgan Stanley for discrimination, claims at least 100 women will ultimately... From Cubicle-Land: Brokers Buzzing that Rudy Is the ManJun 4, 2002,By Rick Weinberg Merrill Lynch’s image has taken a huge hit. So has the value of the company. Now the firm is wondering what it can do to help restore its once golden... Supreme Court: The SEC Has Authority in Fraud CasesJun 3, 2002,By Rick Weinberg The Supreme Court ruled today that the SEC has the authority to sue brokers who steal money from clients’ accounts. This ruling, which overturned a lower-court... Bubble Burst, Someone Must Pay. Will It Be You? NASD Arbitration Filings Continue to RiseMay 30, 2002,By Rick Weinberg If you thought the Merrill Lynch settlement would put an end to the conflict-of-interest scandal, think again. Besides civil class action lawsuits against... Fifteen Year Industry Veteran Rorie Sherman Named New Editor at PrimediaMay 28, 2002
Fifteen Year Industry Veteran Rorie Sherman Named New Editor At Primedia Legal Journalism Expert to Build on the 100 Year Tradition of the Premiere Journal... Fifteen Year Industry Veteran Rorie Sherman Named New Editor...May 28, 2002,Trusts & Estates Fifteen Year Industry Veteran Rorie Sherman Named New Editor At Primedia Legal Journalism Expert to Build on the 100 Year Tradition of the Premiere Journal... Pitt, Upstaged by Spitzer, Launches HedgeFund ProbeMay 24, 2002,By Rick Weinberg The SEC is planning to launch an investigation of possible fraud in the $500 billion hedge-fund industry, Chairman Harvey Pitt said today in a speech to the Investment Company Institute.... New RJFS CEO Wants To Help Reps ‘Double’ ProductionMay 23, 2002,By Rick Weinberg Richard Averitt, the new president and CEO of Raymond James, says he wants the firm’s financial advisors to concentrate on "doubling their gross production to $500,000."... Merrill $100M Fine Fallout: Smith Barney Tells Reps it Will Change Research PracticesMay 22, 2002,By Rick Weinberg According to a Salomon Smith Barney producer, the firm issued an internal memo to all brokers and employees today, saying it is going to change its research... UntitledMay 22, 2002
Trading began Monday, May 20, 2002 for CBOE's newest index-based addition: Options on DIAMONDS (ticker symbol DIA). DIAMONDS are shares in an exchange-traded... One Door Closes, Another Opens: Merrill May Face Class Action LitigationMay 21, 2002,By Rick Weinberg Merrill Lynch may have settled its case with New York Attorney General Eliot Spitzer, agreeing to pay a $100 million fine for allegations that it misled... Shopping Center World And National Real Estate Investor Make at ICSC in Las VegasMay 20, 2002
New Page 1 PRIMEDIA’S Shopping Center World And National Real Estate Investor Make Announcements At ICSC In Las Vegas Magazines Announce New Products,... Shopping Center World And National Real Estate Investor Make Announcements...May 20, 2002,National Real Estate Investor/Shopping Center World New Page 1 PRIMEDIA’S Shopping Center World And National Real Estate Investor Make Announcements At ICSC In Las Vegas Magazines Announce New Products,... Strategy Corner ArchiveMay 15, 2002
Covered Call Writers, Have You Been Looking for a Performance Benchmark?May 15, 2002
In this market environment, are you looking for alternative investments that can provide added income and lessen portfolio volatility? Are you willing... UntitledMay 15, 2002
Morgan Stanley Gives Heave-Ho To Do-It-Yourselfers, Reaffirms Consulting ApproachMay 10, 2002,By Rick Weinberg After selling its 150,000 discount brokerage online accounts today, Morgan Stanley made a bold statement to its 14,000 brokers: you’re important, you’re knowledge is valuable, and we want clients to seek your advice and expertise. Following the announcement of the $106 million sale to Bank of Montreal, John H. Schaefer, president of Morgan Stanley Individual Investor Group, said in a statement: “Our clients tell us the customized advice and personal service they receive from their financial... Komansky to Merrill Brokers: Our Name Has Been TarnishedMay 9, 2002,By Rick Weinberg Merrill Lynch Chairman and CEO David Komansky and President Stanley O’Neal made a firm-wide interoffice broadcast yesterday to brokers and other employees, telling them that the firm has been "tarnished" by the New York State Attorney General’s conflict-of-interest investigation.... Merrill, in a Bid to Be More User Friendly, Revamping Account Statements to Remind Clients of Their Long-Term GoalsMay 9, 2002,By Rick Weinberg and David Gaffen Merrill Lynch is planning to roll out new account statements featuring graphics that better illustrate clients’ investment goals and how close they are to achieving them. Whether the current analyst-conflict-of-interest mess was the cause, Merrill wasn’t saying.... Covered Calls on an S&P 500 Stock Portfolio?May 8, 2002,J. Kyle Graham You may understand the covered call strategy on equities, but are you familiar with writing covered calls on a portfolio of S&P 500 stocks? How can you... National Real Estate Investor Debuts New Look ...May 7, 2002,National Real Estate Investor PRIMEDIA PRIMEDIA’S NATIONAL REAL ESTATE INVESTOR DEBUTS NEW LOOK AND ENHANCED EDITORIAL COVERAGE Redesigned Magazine Includes More In-Depth Articles,... NATIONAL REAL ESTATE INVESTOR DEBUTS NEW LOOK AND ENHANCED EDITORIAL COVERAGEMay 7, 2002
PRIMEDIA PRIMEDIA’S NATIONAL REAL ESTATE INVESTOR DEBUTS NEW LOOK AND ENHANCED EDITORIAL COVERAGE Redesigned Magazine Includes More In-Depth Articles,... Smith Barney Wins Arbitration Order in `Boom Boom' CaseMay 4, 2002,By Rick Weinberg Two female plaintiffs in the famous Salomon Smith Barney “Boom Boom Room” sexual harassment case were ordered by a U.S. District Judge in New York on... Registered Rep Magazine Honors America’s Leading StockbrokersApr 29, 2002
New Page 1 PRIMEDIA’S REGISTERED REP MAGAZINE HONORS AMERICA’S LEADING STOCKBROKERS 22nd Annual Outstanding Broker Awards Recognize Ten Innovative and... |
Current Issue Humbled But (Somehow) TriumphantBy Kristen French With reporting from John Churchill and Halah Touryalai Rescued by Bank of America from its near-death experience, Merrill Lynch is still managing to set the industry standard. advertisement
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