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Some High-Profile Mutual Fund Managers Are on a Buyer’s Strike  

Jul 12, 2011

By Stan Luxenberg

At a time when the markets are plagued by sluggish economic growth and unnerving debt burdens, some prominent funds are avoiding major categories of stocks or bonds....

Wealth Managers Must Make Changes to Attract High-Net-Worth, Industry Reports  

Jun 22, 2011

By Charles Paikert

Wealth managers need to make key changes in the way they do business to stay competitive, two major studies of the industry have concluded...

Wealth Managers Wooing Gen Y Heirs with Conferences and Workshops  

Jun 8, 2011

By Charles Paikert

Wealth management firms are stepping up their efforts to woo young heirs to family fortunes...

Bigger Isn't Always Better 

Jun 1, 2011

By Diana Britton

Small fry money managers are making significant in-roads into the fund marketplace, with 20 of the 25 fastest-growing fund firms having less than $5 billion in assets under management a year ago...

Demand Picks Up For Dividend-Paying Stocks  

Apr 22, 2011

By Diana Britton

60 Seconds with Don Schreiber, Jr., CEO and founder of WBI Investments in Little Silver, N.J. ...

Should You Pay Attention to Morningstar’s Mutual Fund Star Ratings?  

Mar 18, 2011

By Stan Luxenberg

Should you pay attention to Morningstar’s star ratings? No, say a growing number of advisors. The stars are based on risk-adjusted past performance, and the past doesn’t necessarily predict the future, the advisors say. Instead of trying to pick tomorrow’s winning active managers, it pays to rely on index funds. ...

"Active Share,” The Metric That Shows When Active Management Is Worth It  

Nov 29, 2010

By Stan Luxenberg

Many investors have given up on active funds because they figure that it’s too hard to pick winners. Before you throw in the towel, consider some new research that can help to predict future stars. ...

Top Crusading SRI Funds To Invest In 

Jul 6, 2010

By Stan Luxenberg

Socially responsible funds all seek to invest in businesses that are good corporate citizens. But the funds rarely agree on which stocks pass the test. The Gulf oil spill has served to highlight the differences in strategies. ...

Vanguard Broadens ETF Platform  

Jun 25, 2010

By Jerry Gleeson

Considered by some to be a latecomer to the ETF party, Vanguard yesterday beefed up its exchange traded fund and mutual fund offerings. In keeping with its philosophy of shaving costs for investors, the expense ratio on the 500 Index Fund ETF is a niggling 0.06 percent. ...

Bond Funds Facing Bleak Prospects? 

Mar 17, 2010

By Stan Luxenberg

Federal Reserve Chairman Ben Bernanke has been carefully signaling that the Fed stands ready to raise interest rates this year if the economy continues to mend. For bond funds that could be bad news. ...

Time to Buy Japense Mutual Funds/ETFs? Some Suggested Funds  

Feb 10, 2010

By David A. Geracioti, VonAldo.com

The FT reports today that “overseas investors bought up Japanese equities at the fastest pace in three years in January as global asset managers rebalanced portfolios towards the country’s equity market from underweight positions.” For more, please go to VonAldo.com, the blog of Registered Rep. Editor-in-Chief David A. Geracioti...

Mutual Funds: Planes, Trains and Utilities 

Sep 1, 2008

By Stan Luxenberg

Water utilities, toll roads and airports are steady revenue generators, despite a slowing economic climate....

Currencies: The Come-Back Greenback? 

Sep 1, 2008

By Brad Zigler

The dollar has been showing some spine lately. Is it time to buy dollars?...

Editor’s Letter: A Near Death Experience That Isn't Over 

Sep 1, 2008

David A. Geracioti Editor-In-Chief

In trying to fathom the amount of capital that financial firms have destroyed since last summer, I called an acquaintance who used to work at Merrill Lynch....

The Real Rainmakers 

Jun 1, 2008

David A. Geracioti Editor-In-Chief

There was a time when the institutional side of a securities firm would walk with a swagger. After all, it was you, the retail financial advisor, who...

Raymond James Financial Services 

Apr 1, 2008

Raymond James Financial Services 880 Carillon ParkwaySt Petersburg, FL 33716866.905.6333www.advisorchoice.com Number of Back-Office Employees*: 2,051...

MEET THE INDIES 

Apr 1, 2008

Let's face it. Choosing an independent broker/dealer to join isn't easy. There are literally thousands, and each firm claims to offer the best. In a continuing...

First Allied Securities 

Apr 1, 2008

First Allied Securities Advanced Equities Plaza655 W. Broadway, 12th Floor; San Diego, CA 92101619.702.9600www.firstallied.com /www.joinfasi.com Number...

Wachovia Securities Financial Network 

Apr 1, 2008

Wachovia Securities Financial Network One North Jefferson; St Louis, MO 631031.866.485.5383www.wsfinet.com Number of Back-Office Employees*: 7,000 Number...

Cambridge Investment Research, Inc. 

Apr 1, 2008

Cambridge Investment Research, Inc. 1776 Pleasant Plain Road; Fairfield, IA 52556800.777.6080www.joincir.com Number of Back-Office Employees*: 245 Number...

Woodbury Financial Services 

Apr 1, 2008

Woodbury Financial Services 500 Bielenberg Drive; Woodbury, MN 55125800-800-2000www.woodburyfinancial.com Number of Back-Office Employees: 259 Number...

SOVEREIGN WEALTH: IT COULD BE GOOD FOR YOU 

Mar 1, 2008

By Christopher C. L. Anderson

Kuwait. Singapore. Russia. China. The government investment funds of these countries, and several others, may have saved our financial system from severe...

THE FEVER FOR STRUCTURED PRODUCTS 

Mar 1, 2008

BY BRIAN WARGO

Long a Favorite of Investors in Europe, structured products are rapidly gaining popularity in the United States. Last year, $114 billion in structured...

To Heck With Modern Portfolio Theory 

Mar 1, 2008

By Stan Luxenberg

With markets soaring last year in places such as India and Turkey, investors poured cash into international funds. Of the $6.6 trillion invested in equity...

To Short An ETF 

Mar 1, 2008

By Stan Luxenberg

When markets turn down, the hated short sellers appear. The volume of short sales bets that stocks will drop spiked after technology shares began collapsing...

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