COMINGS & GOINGS

Apr 1, 2008 12:00 PM, Halah Touryalai


         Subscribe in NewsGator Online   Subscribe in Bloglines

Wilkes Thomas Martin III joined Morgan Keegan & Co., Inc. as a financial advisor and senior vice president in the firm's Greenville office. Prior to joining Morgan Keegan, Martin was a corporate client group director and senior investment management consultant with Smith Barney.

Thomas J. Sanzone will join Merrill Lynch as executive vice president and chief administrative officer in the second half of 2008. Sanzone is currently chief information officer of Credit Suisse.

National Planning Holdings, Inc. (NPH) named Erik Feldman vice president of practice management. Feldman will be responsible for developing and implementing advisor support programs for reps.

Janney Montgomery Scott LLC, hired Steve Genyk as co-head of Municipal Fixed Income. Genyk joins Janney from the Philadelphia Industrial Development Corporation.

Andrew Kalbaugh is the new chairman and CEO of Associated Financial Group, the holding company that controls Associated Securities Corporation, an LPL Financial b/d affiliate. He remains CEO of LPL affiliate Mutual Service Corp.


Current Issue

Registered Rep Cover

Humbled But (Somehow) Triumphant

By Kristen French With reporting from John Churchill and Halah Touryalai
October 1, 2008

Rescued by Bank of America from its near-death experience, Merrill Lynch is still managing to set the industry standard.



browse back issues


Featured Book

Cannon’s Concepts For Professionals: A Complete Library of Essential Financial Concepts 

This reference book was updated for 2008 and now contains over 900 pages of information on essential financial concepts and wealth management strategies for your work with wealthy clients. The book not only contains brief summaries of each topic, but it also contains many useful diagrams and charts that can be used with clients when explaining difficult financial concepts. The information in this book meets current FINRA/NASD guidelines....

Bookstore

Rainmaker
Mastering High Net Worth Mastering High Net Worth
Back to Top