http://registeredrep.com/images/subscribe_thumbnail.jpg

The Biggest Indie Platforms

Nov 1, 2006 12:00 PM


Article tools
sponsored by:

The Independents
There are literally thousands of broker/dealers. Here is a list of the 20 largest.
Firm Producing Reps Average Payout Recruiting Executive Clearing Firm Parent Company
Linsco/Private Ledger
San Diego, CA, 858-450-9606
www.joinlpl.com
6,850 $203,800 Mark Casady Linsco/Private Ledger Corp. LPL Holdings Inc.
HD Vest Financial Services
Irving, TX, 800-742-7950
www.hdvest.com
5,266 29,246 LuAnn Colosimo WFI Wells Fargo & Company
Raymond James Financial Services
St. Petersburg, FL, 800-998-7537
www.advisorchoice.com
3,255 275,000 Richard Averitt Raymond James & Associates Raymond James Financial
Financial Network Investment Corp.
El Segundo, CA, 800-879-8100
www.financialnetwork.com
2,460 103,000 Cheryl Chiara Pershing ING
Lincoln Financial Advisors Corp.
Fort Wayne, IN, 800-237-3813
www.lfa-sagemark.com
2,390 146,030 Robert Dineen National Financial Services, LLC Lincoln Financial Group
ING Financial Partners
Des Moines, IA, 800-356-2906
www.ingfinancialpartners.com
2,280 87,100 Bonnie Reed Pershing ING
Sun America Securities/Sentra Securities/Spelman & Co.
Phoenix, AZ, 800-GOAIGFA
www.aigfinancialadvisors.com
2,228 97,060 James Cannon Pershing American International Group
Royal Alliance Associates
New York, NY, 800-821-5100
www.royalalliance.com
1,894 150,559 Gary Bender Pershing American International Group
PrimeVest Financial Services
St. Cloud, MN, 800-245-0467
www.primevest.com
1,860 198,000 Bruce Miller PrimeVest ING
Securities America
Omaha, NE, 800-989-8441
www.securitiesamerica.com
1,822 154,472 Tom Cross National Financial Services, Pershing Ameriprise
InterSecurities
St. Petersburg, FL, 727-299-1800
www.intersecurities.com
1,658 71,170 Tom Moriarty Pershing AEGON USA
Mutual Service Corp.
West Palm Beach, FL, 561-835-4100
www.mutualservice.com
1,601 117,989 John Poff Pershing Pacific Select Distributors
Walnut Street Securities
St. Louis, MO, 877-WALNUT 1
www.walnutstreet.com
1,359 107,091 Craig Markham Pershing MetLife
Securian Financial Services
St. Paul, MN, 888-237-1838
www.securianfinancial.com
1,349 35,325 George Connolly Pershing Securian Financial Group
FSC Securities Corp.
Atlanta, GA, 800-547-2382
www.fscorp.com
1,315 134,657 Joseph Gruber Pershing American International Group
Equity Services
Montpelier, VT, 800-344-7437
www.equity-services.com
1,179 28,500 Kenneth Ehinger NFS LLC National Life of Vermont
National Planning Corp.
Santa Monica, CA, 888-711-6720
www.natplan.com
1,176 127,744 Shawn Dreffein Pershing National Planning Holdings
Commonwealth Financial Network
Waltham, MA, 800-462-3638
www.commonwealth.com
1,150 245,000 Janice Hart National Financial Services Commonwealth Network
ProEquities
Birmingham, AL, 800-288-3035
www.proequities.com
1,100 69,077 Mike Mungenast Pershing Protective Life
NFP Securities
Austin, TX, 512-697-6000
www.nfp.com
981 217,859 Jeff Montgomery National Financial Services, Pershing National Financial Partners Corp.
Source: BD Connect


Acceptable Use Policy
blog comments powered by Disqus

Market Data

Market quotes are real time except where noted

Financial Services Company Watch List

Market index values delayed 15 min

Most Popular Stories

Client Prospecting Snapshot  

Zip Code
Net Worth Low
Net Worth High
*enter values without commas or "$" sign
(ex 1000)

Search results are a snapshot and is a limited use version of Prospect Generator© powered by WealthEngine.

Registered Rep. E-newsletters


About Us

Registered Rep. is the most trusted digital and print source for the retail investment professional, serving brokers, financial advisors, RIA’s, IBD’s, insurance, financial planners, and financial product companies with award-winning insight coverage of the brokerage, wealth management, fund and financial product industry as well as breaking news, data, rankings, and profiles.

Most Recent Blog Posts

Follow Us

Back to Top

In This Issue: May 2012

Cover Story

Advisors With HEART

Registered Rep.'s 32nd annual Altruism Awards.


View the full issue

Back Issues

Registered Rep. eNewsletters