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Top 20 Independent Broker/Dealers

Nov 1, 2008 12:00 PM



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LPL Financial
San Diego, Calif., (888) 250-2420
www.joinlpl.com
11,089 $195,000 Bill Morrissey LPL Financial LPL Holdings Inc.
H.D. Vest Financial Services
Irving, Texas, 800-742-7950
www.hdvest.com
5,368 32,000 Sean Kelleher WFI Wells Fargo & Company
Raymond James Financial Services
St. Petersburg, Fla., 800-998-7537
http://raymondjames.com/
3,128 331,828 Bill Van Law Raymond James & Associates Raymond James Financial
AIG Financial Advisors
Phoenix, Ariz., 866-GOAIGFA
www.aigfinancialadvisors.com
2,799 134,000 Jeff Auld Pershing AIG
Financial Network Investment Corp.
El Segundo, Calif., 800-879-8100
www.financialnetwork.com
2,450 140,000 Cheryl Chiara Pershing ING
ING Financial Partners
Des Moines, Iowa, 800-356-2906
www.ingfinancialpartners.com
2,225 110,000 Bonnie Reed Pershing ING
Genworth Financial Securities Corp.
Schaumberg, Ill., 877-744-2238
www.genworthfinancialsecurities.com
2,179 38,825 Mike Gandet Pershing Genworth Financial
Royal Alliance Associates
New York, N.Y., 866-849-7673
www.royalalliance.com
2,030 196,000 Gary Bender Pershing AIG
Woodbury Financial Services
Woodbury, Minn., 800-800-2638
www.woodburyfinancial.com
1,850 134,000 Leon Monroe Pershing The Hartford
Primevest Financial Services
St. Cloud, Minn., 800-245-0467
www.primevest.com
1,830 107,000 Sean Casey PRIMEVEST ING
Securities America
Omaha, Neb., 800-989-8441
www.securitiesamerica.com
1,636 241,000 Gregg Johnson National Financial Services, Pershing Ameriprise
InterSecurities
St. Petersburg, Fla., 800-322-7161
www.intersecurities.com
1,473 90,000 Chad Schaser Pershing AEGON USA
FSC Securities Corp.
Atlanta, Ga., 800-372-5646
www.fscorp.com
1,444 202,000 Gary Bender Pershing AIG
Walnut Street Securities
St. Louis, Mo., 877-WALNUT 1
www.walnutstreet.com
1,396 107,091 Craig Markham Pershing MetLife
National Planning Corp.
Santa Monica, Calif., 888-711-6720
www.natplan.com
1,354 163,907 Scott Romine Pershing National Planning Holdings
Invest Financial Corp.
Tampa, Fla., 800-245-4732
www.investfinancial.com
1,342 115,795 Lynn Niedermeier National Financial Services, Pershing National Planning Holding
Cambridge Investment Research
Fairfield, Iowa
877-423-4742
www.joincambridge.com
1,253 183,556 Kyle Selberg National Financial Services, Pershing Cambridge Investment Research
Commonwealth Financial Network
Waltham, Mass., 800-462-3638
www.commonwealth.com
1,235 354,000 Andrew Daniels National Financial Services Commonwealth Financial Network
Securian Financial Services
St. Paul, Minn., 888-237-1838
www.securianfinancial.com
1,206 60,276 George Connolly Pershing Securian Financial Group
Equity Services
St. Paul, Minn., 888-237-1838
www.securianfinancial.com
1,179 28,500 Kenneth Ehinger National Financial Services National Life Group


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