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Ten to Watch 2010-2011: Lucky Or Smart?  

Aug 1, 2010 12:00 PM, By David A. Geracioti

John Paulson, Founder and President, Paulson & Co. ...

Goldman Sachs Agrees To Record $550 Million Abacus Settlement  

Jul 15, 2010 5:35 PM, By Kristen French

Goldman Sachs agreed Thursday to pay a record $550 million to settle charges that it committed fraud when it misled investors in its Abacus subprime mortgage CDO deal, sold to institutional investors. The settlement is the largest the S.E.C. has ever leveled at a Wall Street firm in its history, said enforcement director Robert Khuzami in a press conference. ...

What Goldman Wrought  

May 11, 2010 2:29 PM

In the wake of the Goldman Sachs fraud case, a number of senators, Republican and Democrat, are scrambling to get on the fiduciary bandwagon...

Goldman Case Boosts Odds For Fiduciary Standard In Senate Bill  

Apr 27, 2010 5:39 PM, By Kristen French

Today’s Senate hearing with Goldman Sachs may increase the likelihood that a fiduciary standard for brokers will make it into Senator Christopher Dodd’s financial regulatory reform legislation. ...

SEC Sues Goldman Sachs For Fraud on CDOs  

Apr 16, 2010 11:37 AM, By Kristen French and Christina Mucciolo

LAST UPDATED : April 16, 4:57 p.m. The Securities Exchange Commission sued Goldman Sachs for fraud today in connection with the mortgage-backed collateralized debt obligations (CDOs) it packaged and sold to investors....

Topless "Ladies" at a G. Sachs Partner's Party 

Sep 9, 2009 10:11 AM, By David A. Geracioti, VonAldo.com

It must be nice to be single and a Master of the Universe. For more, go to VonAldo.com, the blog of Registered Rep. Editor-in-Chief David A. Geracioti...

Goldman's Gadfly 

Apr 14, 2009 1:56 PM, By David A. Geracioti, VonAldo.com

Goldman's quarterly earnings were "amazing," but what will a populist Congress think of its "accrued compensation" kitty of $4.71 billion? For more, go to VonAldo.com, the blog of Registered Rep. editor-in-chief David A. Geracioti....

Even Goldman Goofs Sometimes 

Jun 23, 2008 5:10 PM, By John Churchill

Goldman Sachs would like you to know it is not immune to mistakes. ...

Taxpayers Fund Goldman Goldmine 

May 12, 2008 11:02 AM, By Nancy N. DiCostanzo

Well, it seems that the little guy may be forced to reach into his pocket once again. It doesn't look like Ground Zero is going to be rebuilt by the deadlines set back in 2005, which means that taxpayers are going to be forced to pay for $321 million in handouts to Goldman Sachs. ...

What Credit Crunch? Goldman Posts Weak-ish 4Q Results But Strong Fiscal 2007 Performance 

Dec 18, 2007 5:29 PM, By Halah Touryalai

Goldman Sachs closed out the year on a high note. Despite the credit crisis that has hurt many of its rivals on Wall Street, net income at Goldman increased 2 percent in the fourth quarter ...

Subprime Mess: Merrill and Goldman Reportedly Under Eye of SEC 

Nov 1, 2007 2:27 PM, By John Churchill

The subprime debt market blowup has had very different effects on Wall Street firms Goldman Sachs and Merrill Lynch. Goldman earnings shined in the third quarter, and Merrill earnings stunk. But according to news reports...

Goldman Acquiring Fee-Based Advisory 

Apr 17, 2003 12:00 PM, By Ross Tucker

The clients who come with the deal are slightly less affluent than Goldman’s current clientele....

Merrill Tabs Big Goldman Producer 

Mar 20, 2003 12:00 PM, By David A. Gaffen

Merrill Lynch, continuing to attract talent to its upper tier of brokers serving clients with more than $10 million in investable assets, bagged a big gun in the last week. Michael Russ, a large producer who oversees several billion in assets—along with his team—moved to Merrill from Goldman Sachs, Merrill officials confirmed Thursday....

Merrill Lands Goldman Producers 

Oct 1, 2000 12:00 PM, Staff

While retail brokerage is far from being an integral business at Goldman Sachs & Co., Wall Street's most prestigious investment bank has to be a bit shaken...

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In This Issue: May 2012

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Advisors With HEART

Registered Rep.'s 32nd annual Altruism Awards.


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