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David Geracioti is the editor-in-chief of Registered Rep. magazine and RegisteredRep.com. He is also a devotee of the Austrian School of Economics leading lights Ludwig von Mises and Friedrich von Hayek.

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Yield of Dreams casts a gimlet-eye on the independent broker/dealer channel and asset management issues.

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Dish and developments in the world of Registered Investment Advisors and financial planning.

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Wall Street banks and brokerages, the regulations they love to hate, and the white collar crooks who ruin it for everybody.

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Mindy Diamond is president of Diamond Consultants, of Chester, N.J., which specializes in retail brokerage and banking recruiting.

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Moving on: Wirehouse to Regional 

Mar 1, 2012 12:00 PM

Swimming Upstream 

Jan 1, 2012 12:00 PM


> Read more from Career Moves

Lynn O'Shaughnessy is a college consultant, author and speaker. She writes three college blogs for CBSMoneyWatch, U.S. News & World Report and TheCollegeSolutionBlog.com

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Deciphering a Financial Aid Award 

Apr 16, 2012 7:00 AM

The Risks of Independence 

Mar 19, 2012 9:21 AM

Inside the Mind of a College Freshman 

Mar 1, 2012 12:00 PM


> Read more from College Planning

Anne Field, who writes our lead story in The Practice every month, is a veteran business journalist. Aside from Registered Rep., she also writes for Bloomberg/BusinessWeek, The New York Times, and BusinessInsider.com, among others. Her other areas of specialty include small business and management, in addition to triple-bottom line companies. She’s won numerous awards for her articles, including the American Society of Business Publication Editors Award for Best How-To Article and Best Case Study. She lives in Pelham, N.Y., with her husband Geoff Lewis and two children. You can see more of her work by visiting www.annefieldonline.com.

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Slow Growth Hustle 

May 1, 2012 12:00 PM

Human Behavior 

Mar 30, 2012 1:02 PM

New Town, New Strategy 

Jan 1, 2012 9:00 AM


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Kevin McKinley CFP is Principal/owner of McKinley Money LLC, an independent registered investment advisor. He is also the author of the book Make Your Kid A Millionaire (Simon & Schuster), and provides speaking and consulting services on family financial planning topics. Find out more at www.mckinleymoney.com

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Making the Most of Their Mortgage 

Nov 1, 2011 12:00 PM

Not just for Grandma and Grandpa 

Aug 1, 2011 12:00 PM

Helping Clients Help Struggling Kids 

Jul 1, 2011 12:00 PM


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Matt Oechsli is author of Building a Successful 21st Centure Financial Practice: Attracting, Servicing & Retaining Affluent Clients. www.oechsli.com

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Strengthening Your Brand with CPAs  

May 3, 2012 5:00 PM

The Push Toward Professionalism 

Apr 24, 2012 12:20 PM

Getting Social with Affluent Clients  

Apr 19, 2012 9:00 AM


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Obsessed with getting investors to expect more from insider data than the commodity feeds they rely on from their Bloomberg terminals and Yahoo!Finance.

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Trainer brings insight and transparency to research on stocks, ETFs and mutual funds.

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Registered Rep. is the most trusted digital and print source for the retail investment professional, serving brokers, financial advisors, RIA’s, IBD’s, insurance, financial planners, and financial product companies with award-winning insight coverage of the brokerage, wealth management, fund and financial product industry as well as breaking news, data, rankings, and profiles.

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In This Issue: May 2012

Cover Story

Advisors With HEART

Registered Rep.'s 32nd annual Altruism Awards.


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