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Trust & Estates
Trusts & Estates is the monthly journal for estate planning and wealth management professionals.
National Real Estate Investor
National Real Estate Investor is the leading authority on commercial real estate trends.

 

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Branch Office Manager Top Story

Managers Learn To Live Without The "Merrill Lynch Rule"

Nov 8, 2007 12:32 PM, By Susan Konig

In May, the SEC announced that it would not fight a March 30 ruling by the Washington D.C. Court of Appeals to vacate Rule 202—the broker/dealer exemption (a.k.a. the “Merrill Lynch Rule”...

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The Quest For Growth—And Its Pitfalls

Jan 10, 2008 3:21 PM, By Susan Konig

Managers Learn To Live Without The "Merrill Lynch Rule"

Nov 8, 2007 12:32 PM, By Susan Konig

Current Issue

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A FALSE SENSE OF SECURITY

May 1, 2008

Are closed-end fund preferred-auction securities safe? We consider CFPs to be the conservative's conservative security. Defaults are even rarer than failed...

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Featured Book

Wall Streets Bull and How to Bear It 

"There are two requirements for success in Wall Street. One, you have to think correctly; and secondly, you have to think independently." - Benjamin Graham. "Wall Street's Bull and How to Bear It" was written to encourage a strong commitment between investment advisors and their clients. The book identifies a unified set of core beliefs that advisors and their clients should share....

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