Most Unusual Posting of the Month

Feb 20, 2007 2:51 PM


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Check out this posting by a wannabe broker who asks if it's cool to date hot, rich clients.

http://forums.registeredrep.com/forum_posts.asp?TID=4020&PN=1


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Current Issue

Registered Rep Cover

Dear Management, Thanks For Nothing.

By Christina Mucciolo
December 1, 2008

In our 18th annual Broker Report Card survey, wirehouse FAs say they are fed up with management ruining their excellent franchises and platforms. Will the great advisor diaspora begin?



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Cannon’s Concepts For Professionals: A Complete Library of Essential Financial Concepts

This reference book was updated for 2008 and now contains over 900 pages of information on essential financial concepts and wealth management strategies for your work with wealthy clients. The book not only contains brief summaries of each topic, but it also contains many useful diagrams and charts that can be used with clients when explaining difficult financial concepts. The information in this book meets current FINRA/NASD guidelines. Click here.

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