Comings & Goings

Jun 1, 2007 12:00 PM


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RBC Dain Rauscher promoted Doug Artus to complex director of its Milwaukee complex. Artus was previously the Chicago complex director for the firm, and has been a member of the Branch Manager Advisory Council, the Branch Manager Leadership Council, as well as the Regional Foundation Advisory Board.

Smith Barney hired two advisors from its competitors. David Rowe, formerly of Wachovia Securities, joined Smith Barney's New York office with almost $200 million in assets under management. Deborah Sullivan, formerly of Hefron Tillotson, joined the firm's Pittsburgh office with $255 million in assets under management.

Gregory Butler and Ralph Wright joined Morgan Stanley's Princeton, N.J., branch from UBS last month. The two advisors' production stands at $1,193,000 with a combined $190 million in assets under management.

Wachovia Securities named Richard Keating managing director and head of International Corporate Finance in the Investment Banking Group.


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