Comings & Goings

Oct 1, 2006 12:00 PM


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Howard Schnoll and Richard Schilffarth joined RBC Dain Rauscher's Milwaukee office, and have brought more than $4 billion in assets under management with them. The team, which includes six additional members, recently departed from Milwaukee-based B.C. Zieglar.

Ryan Beck has snagged three Smith Barney advisors for its recently opened York, Pa., office. The recruits, Mary Ellen Lynch, Christie Smith and Jennifer Ormond, have approximately $210 million in assets under management.

William Van Law III has joined Raymond James Financial Services as its senior vice president and national director of business development and was appointed to the firm's board of directors. Van Law was previously the division director for Raymond James & Associates, where he was responsible for growth and development in its Mid States division.

Phoenix Investment Partners appointed David Wadley, senior vice president and regional investment consultant for the south central states, as national sales director of its U.S. wholesaling operation.


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