http://registeredrep.com/images/subscribe_thumbnail.jpg

Comings & Goings: March 2011

Mar 1, 2011 12:00 PM, By Diana Britton


Article tools
sponsored by:

Sign Up for Registered Rep. Newsletters

Raymond James has hired Anthony DeLuise as a managing director and head of private placements. DeLuise, who has expertise in structuring and globally distributing securities privately, joins from Credit Suisse Securities, where he served as chairman of the Private Placement Group.

Mark Cahn has been appointed general counsel of the Securities and Exchange Commission, replacing David Becker, who stepped down from his position last month. Cahn has served as deputy general counsel for litigation and adjudication since March 2009.

Asset Dedication, a sub-advisory firm, has tapped Scott Emblen to join its Advisor Solutions team. In the new role, he'll lead an effort to serve fee-only financial planners. Most recently, Emblen served as an hourly planner.

Full-service brokerage firm Multi-Financial Securities Corporation has chosen Daniel Maurer to serve as senior vice president of national sales. Maurer will oversee practice management and sales in the new role. Prior to joining Multi-Financial, he worked at Curian Capital, a third-party asset manager.


Acceptable Use Policy
blog comments powered by Disqus

Market Data

Market quotes are real time except where noted

Financial Services Company Watch List

Market index values delayed 15 min

Most Popular Stories

Client Prospecting Snapshot  

Zip Code
Net Worth Low
Net Worth High
*enter values without commas or "$" sign
(ex 1000)

Search results are a snapshot and is a limited use version of Prospect Generator© powered by WealthEngine.

Registered Rep. E-newsletters


About Us

Registered Rep. is the most trusted digital and print source for the retail investment professional, serving brokers, financial advisors, RIA’s, IBD’s, insurance, financial planners, and financial product companies with award-winning insight coverage of the brokerage, wealth management, fund and financial product industry as well as breaking news, data, rankings, and profiles.

Most Recent Blog Posts

Follow Us

Back to Top

In This Issue: May 2012

Cover Story

Advisors With HEART

Registered Rep.'s 32nd annual Altruism Awards.


View the full issue

Back Issues

Registered Rep. eNewsletters