The 2007 Outstanding Advisor Awards

For the 27th consecutive year, Registered Rep. will honor the industry’s top professionals with Outstanding Broker Awards in the May 2007 issue.

The Qualifications:
Anyone can nominate a friend or colleague who meets the following criteria:
• A minimum of three years in the industry as a producing retail registered representative.
• A minimum of one year with his or her present firm as of Feb. 28, 2007.
• Good compliance standing. (Nominees’ compliance records will be checked—we must have a nominee’s middle name and CRD number.)
• Not a previous Outstanding Advisor Award recipient.
• Ranked in the top 25 percent of his or her firm’s retail producers.

The Criteria:
Registered Rep. will select the Outstanding Advisors based on:
1) Superior performance in money management, client service and business
building; but, just as important: involvemen in philanthropic activities.
2) Acknowledged peer recognition and respect.

The Process:
• A completed nominee entry form.
• Please write no more than 750 words detailing why the cadidate deserves to win an OAA (i.e., community and philanthropic activities, notable achievements).

Entry form can be downloaded here, then fax, snail mail or email the entry to Kelly Dalmolin.

Send materials to:
Registered Rep. Outstanding Advisor Awards
249 W. 17th St., 3rd Floor
(Att. Kelly Dalmolin)
New York, NY 10011
Fax: (212) 204-4285

In addition to the announcement in the May issue, winners will be flown all-expenses paid to New York City for the 2006 awards ceremony.